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Module 01  ·  Foundations of Technical Analysis — Part I
01 / 24
I
Module
One
MMXXVI

Foundation
of Technical
Analysis.

iDow
Theory
iiJapanese
Candlestick
iiiChart
Types
ivVolume
Analysis
Vishal Mehta CMT · Author & Educator
蝋燭足 CANDLESTICK
vishalmehtacmt.com — 基 · Foundation — MMXXVI
Module 01  ·  Foundations of Technical Analysis — Part I
02 / 24
I
Part One

Dow
Theory

  • 01 Charles Henry Dow — life & legacy
  • 02 Why it still matters today
  • 03 The six tenets, explained
  • 04 Trend, phase & confirmation
  • 05 Types of trend
II
Part Two

Japanese
Candlestick

  • 06 Origin in the Sakata rice market
  • 07 Munehisa Homma — the father
  • 08 Anatomy of a candle
  • 09 Reading body & wick
  • 10 Four patterns to know
vishalmehtacmt.com — Index — Module 01
Part One  ·  Dow Theory
03 / 24
Part One

Dow & Theory

The original framework for reading markets — written in newspaper editorials more than a century ago, and still the bedrock of technical analysis.
∴   1851—1902   ∴
vishalmehtacmt.com — Section I — Module 01
Part One  ·  Dow Theory
04 / 24
— Charles H. Dow · c. 1885 —
Originator

Charles Henry
Dow.

1851 — 1902 · United States
  • 01
    Journalist and co-founder of Dow Jones & Company and The Wall Street Journal.
  • 02
    Created the first stock-market averages — the Dow Jones Industrial and Transportation Averages.
  • 03
    Never published a formal "theory." His ideas were extracted later from editorials by Hamilton, Rhea and others.
vishalmehtacmt.com — Biography — Module 01
Part One  ·  Dow Theory
05 / 24
Why It Still Matters

Every modern concept
traces back to Dow.

Trend. Support & resistance. Volume confirmation. Every chart you read today rests on an idea Dow first put into print between 1899 and 1902.

So the foundation starts here.

1900
Charles DowEditorials in the WSJ
1922
William HamiltonThe Stock Market Barometer
1932
Robert RheaThe Dow Theory codified
Today
Every charting platformTrend · Volume · Confirmation
vishalmehtacmt.com — Lineage — Module 01
Part One  ·  Dow Theory
06 / 24
The Six Tenets

The Six
Tenets of
Dow Theory.

vi
i
The market discounts everything.
ii
The market has three trends.
iii
Primary trends have three phases.
iv
The averages must confirm each other.
v
Volume must confirm the trend.
vi
A trend is in force until it reverses.
vishalmehtacmt.com — Six Tenets — Module 01
Tenet I  ·  Dow Theory
07 / 24
i
The market discounts everything. Tenet One · Foundation Idea
Earnings, news, sentiment, expectations — already in price. Price action is the final summary.
Case 01
YES Bank
Aug 2018 → Mar 2020
₹400   →   ₹5.50
−98%
Case 02
Nifty 50
Feb 2020 → Mar 2020
12,430   →   7,610
−39%
Case 03
Gold (Spot)
Late 2024 → Early 2026
$2,000   →   $5,000
+150%
The chart knew first. The headlines came later.
vishalmehtacmt.com — Tenet I — Module 01
Tenet I  ·  Dow Theory
08 / 24
i
The chart knew first. Three case studies in advance pricing
Case 01 · YES Bank

Aug 2018 — Mar 2020

Distribution began in Aug 2018. RBI rejected Rana Kapoor's CEO extension only in Sept 2018. AT-1 write-downs came 18 months later.

The chart knew first
Case 02 · Nifty 50

Feb — Mar 2020

Top made on Jan 14, 2020. India's first COVID case: Jan 30. National lockdown: Mar 24. By then, 39% was already priced in.

Price led the news
Case 03 · Gold

Late 2024 — Early 2026

Priced in de-dollarization, BRICS reserve shifts, and geopolitical fragmentation before any of it was consensus. By the time CME hiked margins to 9%, the trend was 18 months old.

Trend preceded thesis
Price discounts news, sentiment, and expectation — and almost always does it sooner than you'd expect.
vishalmehtacmt.com — Case Studies — Module 01
Tenet III  ·  Dow Theory
10 / 24
Tenet Three

Primary trends have
three phases. Every primary trend repeats this cycle.

i
Phase One

Accumulation

Smart money buys quietly while sentiment is at its worst.

Quiet base
ii
Phase Two

Public Participation

Trend becomes obvious. Headlines catch up. The crowd arrives.

Acceleration
iii
Phase Three

Distribution

Smart money sells into euphoria. Volume spikes; price stalls.

Top & turn
Accumulation. Participation. Distribution.  —  the silent rhythm under every long trend.
vishalmehtacmt.com — Tenet III — Module 01
Tenet IV  ·  Dow Theory
11 / 24
Tenet Four

The averages must confirm each other.

A move in one index — without an echo in the other — is suspect. Genuine trends pull related markets together.

Nifty 50

Benchmark

Bank Nifty

Confirms ✓
When two related averages make new highs together, the trend is real. When one diverges — pause and listen.
vishalmehtacmt.com — Tenet IV — Module 01
Tenet V  ·  Dow Theory
12 / 24
Tenet Five

Volume must
confirm the trend.

Price without volume is a rumour. Genuine trends are fed by participation — rallies on expanding volume, declines on heavy selling.

Watch what people are willing to put behind their conviction.

PRICE VOLUME Volume confirms the up-trend; expands again on the way down.
Price Rising-day vol. Falling-day vol.
vishalmehtacmt.com — Tenet V — Module 01
Tenet VI  ·  Dow Theory
13 / 24
Tenet Six

A trend is in force
until it reverses.

Trend is your friend…
until it bends.
The bend Trend in force Reversal confirmed

A trend persists. It does not require you to predict — only to recognise when it has changed.

vishalmehtacmt.com — Tenet VI — Module 01
Part One  ·  Dow Theory
14 / 24
III
Trend Taxonomy

Three faces of price movement.

Type 01

Uptrend

Higher highs and higher lows. Pullbacks are bought; supply is absorbed.

Type 02

Downtrend

Lower highs and lower lows. Rallies are sold; demand is overwhelmed.

Type 03

Sideways

Range-bound. Buyers and sellers in balance. No commitment from either side.

Charts, levels & quantities shown are illustrative — not recommendations or actuals.
vishalmehtacmt.com — Types of Trend — Module 01
Part Two  ·  Japanese Candlestick
15 / 24
Part Two
蝋燭足

Japanese
Candlestick.

250-year-old trading rules that still beat 93% of traders.
BULL · YANG BEAR · YIN
vishalmehtacmt.com — 蝋燭足 · Section II — Module 01
Part Two  ·  Origin
16 / 24
Origin of the Candlestick

From a rice market in 18th-century Japan.

Long before Wall Street, traders at the Dōjima Rice Exchange in Osaka were already mapping the daily push-and-pull between buyers and sellers — using a notation that has barely changed in two and a half centuries.

堂島米 Dōjima Rice Exchange · est. 1697
vishalmehtacmt.com — Origin · 起源 — Module 01
Part Two  ·  Munehisa Homma
17 / 24
本間
— Munehisa Homma · 本間宗久 —
Father of the Candlestick

Munehisa Homma.

1724 — 1803 · Sakata, Japan
  • Rice merchant from Sakata. Believed that the emotions of buyers and sellers — fear, greed, hope — leave visible footprints on price.
  • Developed a charting method to capture each session's open, high, low & close in a single visual unit: the candlestick.
  • Introduced to the West by Steve Nison in the early 1990s — now the default chart type globally.
vishalmehtacmt.com — 本間宗久 — Module 01
Part Two  ·  Formation
18 / 24
Formation

How is a candlestick formed?

Four data points from a session — open, high, low, close — drawn as one body and two wicks. Colour tells you who won.

Bullish Candle

Close > Open
HIGH CLOSE OPEN LOW
O Lower of the body
H Top of the upper wick
L Bottom of the lower wick
C Upper of the body

Bearish Candle

Close < Open
HIGH OPEN CLOSE LOW
O Upper of the body
H Top of the upper wick
L Bottom of the lower wick
C Lower of the body
vishalmehtacmt.com — Formation · 形成 — Module 01
Part Two  ·  Anatomy
19 / 24
One Candle · Four Data Points

Each candle is a complete story of who won the session.

Bulls or bears — and by how much. Body shows conviction; wicks reveal rejection.

OpenWhere the session began.
HighFurthest the bulls reached.
LowFurthest the bears took it.
CloseWhere the session ended.
High Close Open Low UPPER WICK REAL BODY LOWER WICK Close > Open · Bullish Close < Open · Bearish
vishalmehtacmt.com — Anatomy · 解剖 — Module 01
Part Two  ·  Reading Body & Wick
20 / 24
Reading Body & Wick

The story a single candle is telling you.

Body = conviction. Wicks = rejection. Where they happen — at support, at resistance, mid-trend — decides what they mean.

01 · Conviction

Big body, small wicks

Decisive session. One side dominated from open to close. Strong conviction in that direction.

02 · Indecision

Small body, long wicks

No winner. Price travelled far in both directions but closed near where it opened. Battle, no resolution.

03 · Rejection

Long lower wick, body near top

Bears pushed; bulls bought it back. Often a reversal signal at support.

04 · Rejection

Long upper wick, body near bottom

Bulls pushed; bears rejected. Often a reversal signal at resistance.

vishalmehtacmt.com — Reading · 読み — Module 01
Part Two  ·  Four Patterns
21 / 24
Patterns

Four patterns to know.

Single-candle patterns that appear constantly. Context — trend & level — decides what they mean.

i

Doji

Indecision. Open ≈ Close. Often signals a possible turn at extremes.

ii

Hammer

Small body at top, long lower wick. Bullish reversal in a downtrend.

iii

Shooting Star

Small body at bottom, long upper wick. Bearish reversal in an uptrend.

iv

Marubozu

Big body, almost no wicks. One side dominated the entire session.

vishalmehtacmt.com — Patterns · 形 — Module 01
Synthesis  ·  Key Takeaways
22 / 24
Synthesis

Five things to carry forward.

i

Price contains everything you need to know — read it first, opinions later.

ii

Trade with the primary trend; respect that it persists until proven otherwise.

iii

Volume confirms. Price alone is a hypothesis.

iv

Each candle is a sentence: body = conviction, wicks = rejection.

v

Context — trend and level — decides what a single candle actually means.

vishalmehtacmt.com — Synthesis — Module 01
Module 01  ·  End of Part One
23 / 24
End of Part One
To be
continued…

Part Two of the Foundations module covers chart types and volume analysis in depth.

vishalmehtacmt.com — 続編 — Module 01
Module 01  ·  Join the Network
24 / 24
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vishalmehtacmt.com — Thank you — Module 01 · MMXXVI